Filing Details
- Accession Number:
- 0001209191-14-011345
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 16:44:33
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 16:44:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580516 | Trust 2011 Tierney V. Daniel | C/O Wicklow Capital, Inc. 53 W. Jackson Blvd., Suite 1204 Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-02-13 | 15,652 | $11.81 | 12,218,465 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-02-14 | 24,417 | $11.87 | 12,194,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Transactions executed in accordance with a Rule 10b5-1 trading plan established on October 31, 2013.
- Represents the sale of 15,652 shares in multiple transactions at prices ranging from $11.80 to $11.84 per share, resulting in a weighted average sale price per share of $11.81. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
- These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The co-trustees of the Trust are Emma Cuadrado and John R. Flynn, who share voting and dispositive power over the securities held by the Trust and disclaim beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust.
- Represents the sale of 24,417 shares in multiple transactions at prices ranging from $11.80 to $11.93 per share, resulting in a weighted average sale price per share of $11.87. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.