Filing Details

Accession Number:
0001209191-14-011345
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 16:44:33
Reporting Period:
2014-02-13
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 16:44:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580516 Trust 2011 Tierney V. Daniel C/O Wicklow Capital, Inc.
53 W. Jackson Blvd., Suite 1204
Chicago IL 60604
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-02-13 15,652 $11.81 12,218,465 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-02-14 24,417 $11.87 12,194,048 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Transactions executed in accordance with a Rule 10b5-1 trading plan established on October 31, 2013.
  2. Represents the sale of 15,652 shares in multiple transactions at prices ranging from $11.80 to $11.84 per share, resulting in a weighted average sale price per share of $11.81. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
  3. These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The co-trustees of the Trust are Emma Cuadrado and John R. Flynn, who share voting and dispositive power over the securities held by the Trust and disclaim beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust.
  4. Represents the sale of 24,417 shares in multiple transactions at prices ranging from $11.80 to $11.93 per share, resulting in a weighted average sale price per share of $11.87. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.