Filing Details
- Accession Number:
- 0001179110-14-002948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 15:57:50
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 15:57:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
882508 | Quicklogic Corporation | QUIK | Semiconductors & Related Devices (3674) | 770188504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256983 | J Andrew Pease | Quicklogic Corporation 1277 Orleans Drive Sunnyvale CA 94089 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-13 | 25,135 | $0.00 | 66,266 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 9,446 | $4.82 | 56,820 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 15,703 | $2.85 | 72,523 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 15,703 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 14,913 | $2.85 | 71,733 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 14,913 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 11,460 | $0.90 | 68,280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 11,460 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 13,540 | $0.90 | 70,360 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 13,540 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 17,522 | $1.63 | 74,342 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 17,522 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 32,478 | $1.63 | 89,298 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 32,478 | $5.00 | 56,820 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-13 | 29,166 | $2.78 | 85,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-13 | 29,166 | $5.01 | 56,820 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2014-02-13 | 25,135 | $0.00 | 25,135 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2014-02-13 | 25,135 | $0.00 | 25,135 | $0.00 |
Common Stock | Incentive Stock Option | Disposition | 2014-02-13 | 15,703 | $0.00 | 15,703 | $2.85 |
Common Stock | Non Qualified Stock Option | Disposition | 2014-02-13 | 14,913 | $0.00 | 14,913 | $2.85 |
Common Stock | Incentive Stock Option | Disposition | 2014-02-13 | 11,460 | $0.00 | 11,460 | $0.90 |
Common Stock | Non Qualified Stock Option | Disposition | 2014-02-13 | 13,540 | $0.00 | 13,540 | $0.90 |
Common Stock | Incentive Stock Option | Disposition | 2014-02-13 | 17,522 | $0.00 | 17,522 | $1.63 |
Common Stock | Non Qualified Stock Option | Disposition | 2014-02-13 | 32,478 | $0.00 | 32,478 | $1.63 |
Common Stock | Non Qualified Stock Option | Disposition | 2014-02-13 | 29,166 | $0.00 | 29,166 | $2.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,135 | 2014-02-13 | No | 4 | A | Direct | |
0 | 2014-02-13 | No | 4 | M | Direct | |
105,261 | 2016-11-08 | No | 4 | M | Direct | |
44,739 | 2016-11-08 | No | 4 | M | Direct | |
34,378 | 2018-10-22 | No | 4 | M | Direct | |
40,622 | 2018-10-22 | No | 4 | M | Direct | |
52,565 | 2019-04-08 | No | 4 | M | Direct | |
97,435 | 2019-04-08 | No | 4 | M | Direct | |
95,834 | 2020-06-09 | No | 4 | M | Direct |
Footnotes
- Vesting of Restricted Stock Units ("RSUs") granted to the reporting person on February 13, 2014.
- Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- 100% of the RSUs vest on the grant date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 4, 2013.
- Represents the aggregate of sales effected on the same day.
- Represents the weighed average sales price per share. The shares sold at prices ranging from $5.00 to $5.011. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the issuer.
- All shares sold at an exact price.
- The stock option grant is 100% vested and immediately exercisable.