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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555186	I David Rainer	C/O Cu Bancorp 15821, Ventura Blvd. Suite 100 Encino CA 91436	Chairman, President, Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-02-14	11,272	$10.00	98,575	No	4	M	Direct
Common Stock	Disposition	2014-02-14	1,200	$17.90	97,375	No	4	S	Direct
Common Stock	Disposition	2014-02-14	800	$17.92	96,575	No	4	S	Direct
Common Stock	Disposition	2014-02-14	300	$17.93	96,275	No	4	S	Direct
Common Stock	Disposition	2014-02-14	300	$17.94	95,975	No	4	S	Direct
Common Stock	Disposition	2014-02-14	2,100	$17.95	93,875	No	4	S	Direct
Common Stock	Disposition	2014-02-14	100	$17.96	93,775	No	4	S	Direct
Common Stock	Disposition	2014-02-14	100	$17.97	93,675	No	4	S	Direct
Common Stock	Disposition	2014-02-14	6,196	$18.00	87,479	No	4	S	Direct
Common Stock	Disposition	2014-02-14	176	$18.03	87,303	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2014-12-14	11,272	$0.00	88,344	$10.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
77,072		2015-05-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	111,444	Indirect	Trustee of the David and Anne Rainer Trust
Common Stock	31,500	Indirect	IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$22.00	2016-04-25	10,000	10,000	Direct
Common Stock	Options to Purchase Common Stock	$17.50	2017-02-26	60,000	60,000	Direct
Common Stock	Options to Purchase Common Stock	$16.00	2017-09-24	23,333	23,333	Direct
Common Stock	Options to purchase common stock	$12.20	2017-04-27	10,000	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-04-25	10,000	10,000	Direct
2017-02-26	60,000	60,000	Direct
2017-09-24	23,333	23,333	Direct
2017-04-27	10,000	10,000	Direct

Footnotes

The transactions reported in this filing were effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2013.
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
As of filing date, the stock option grant is 100% vested and immediately exercisable.
Stock options were granted to the Reporting Person on April 27, 2010. The options vested in five equal annual installments on each of April 27, 2011, 2012, 2013, 2014 and 2015.