Filing Details

Accession Number:
0000021175-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 15:31:11
Reporting Period:
2014-02-13
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 15:31:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
21175 Cna Financial Corp CNA Fire, Marine & Casualty Insurance (6331) 366169860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308943 Craig D Mense 333 S. Wabash
Chicago IL 60604
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-13 14,795 $26.15 44,302 No 4 M Direct
Common Stock Disposition 2014-02-13 14,795 $41.95 29,507 No 4 S Direct
Common Stock Acquisiton 2014-02-14 10,205 $26.15 39,712 No 4 M Direct
Common Stock Disposition 2014-02-14 10,205 $41.95 29,507 No 4 S Direct
Common Stock Acquisiton 2014-02-14 7,145 $27.27 36,652 No 4 M Direct
Common Stock Disposition 2014-02-14 7,145 $41.95 29,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-02-13 14,795 $0.00 14,795 $26.15
Common Stock Stock Options Disposition 2014-02-14 10,205 $0.00 10,205 $26.15
Common Stock Stock Options Disposition 2014-02-14 7,145 $0.00 7,145 $27.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,205 2014-11-29 No 4 M Direct
0 2014-11-29 No 4 M Direct
17,855 2015-02-09 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.00 to $41.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $41.95 to $41.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. As previously reported, the option became exercisable in four equal annual installments beginning on November 29, 2005.
  4. The Reporting Person received the Stock Options at no cost.
  5. As previously reported, the option became exercisable in four equal annual installments beginning on February 9, 2006.