Filing Details
- Accession Number:
- 0001209191-14-011222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 15:21:53
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 15:21:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552477 | K Susan Cullen | C/O 21 Scarsdale Road Yonkers NY 10707 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-13 | 1,000 | $17.55 | 3,015 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-02-14 | 7 | $17.35 | 3,022 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,463 | Direct |
Footnotes
- Acquisition through broker-sponsored dividend reinvestment plan.
- Includes 14,875 shares of Restricted Stock from an original grant of 17,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second years and a rate of 35% for each of the third and fourth years. Accordingly, 2,625 shares vested on 12/7/2013, 2,625 shares will vest on 12/7/2014 and 6,125 shares will vest on each of 12/7/2015 and 12/7/2016.
- Includes 414 shares of Restricted Stock that vest at a rate of 1/3 per year over 3 years beginning on the anniversary of the date of the grant (which was 03/06/2013). Accordingly, 138 shares will vest on each of 03/06/2014, 03/06/2015 and 03/06/2016.