Filing Details
- Accession Number:
- 0000814453-14-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 15:01:05
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 15:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814453 | Newell Rubbermaid Inc | NWL | Plastics Products, Nec (3089) | 363514169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557493 | L Douglas Martin | C/O Newell Rubbermaid Inc. 3 Glenlake Parkway Atlanta GA 30328 | Executive Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-14 | 12,000 | $22.98 | 30,918 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 12,000 | $22.38 | 42,918 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 9,600 | $23.99 | 52,518 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 12,000 | $23.32 | 64,518 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 9,701 | $13.64 | 74,219 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 6,788 | $19.68 | 81,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-14 | 62,089 | $31.41 | 18,918 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 12,000 | $0.00 | 12,000 | $22.98 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 12,000 | $0.00 | 12,000 | $22.38 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 9,600 | $0.00 | 9,600 | $23.99 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 12,000 | $0.00 | 12,000 | $23.32 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 9,701 | $0.00 | 9,701 | $13.64 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-14 | 6,788 | $0.00 | 6,788 | $19.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-13 | No | 4 | M | Direct | |
| 0 | 2015-02-10 | No | 4 | M | Direct | |
| 0 | 2016-02-08 | No | 4 | M | Direct | |
| 0 | 2018-02-13 | No | 4 | M | Direct | |
| 0 | 2013-02-10 | 2020-02-10 | No | 4 | M | Direct |
| 0 | 2014-02-09 | 2021-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,421 | Indirect | 401(k) |
Footnotes
- In connection with the exercise of options, the reporting person sold 62,089 shares at a weighted average price of $31.41, at prices ranging from $31.35 to $31.55.
- Options became exercisable in equal installments on May 13, 2005, 2006, 2007, 2008 & 2009.
- Options became exercisable in equal installments on February 10, 2006, 2007, 2008, 2009 & 2010.
- Options became exercisable in equal installments on February 8, 2007, 2008, 2009, 2010 & 2011.
- Options became exercisable in equal installments on February 13, 2009, 2010, 2011, 2012 & 2013.
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