Filing Details
- Accession Number:
- 0001464234-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 11:37:09
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 11:37:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464234 | R Charles Giesige | 140 John James Audubon Parkway Amherst NY 14228 | Vp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 2,440 | $19.50 | 21,647 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 2,440 | $25.97 | 19,207 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 2,367 | $13.43 | 21,574 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 2,367 | $25.97 | 19,207 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-02-14 | 2,440 | $0.00 | 2,440 | $19.50 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-02-14 | 2,367 | $0.00 | 2,367 | $13.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,868 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
7,103 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,207 | Direct | |
Common Stcok | 738 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 526 | 526 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,566 | 1,566 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 4,346 | 4,346 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 526 | 526 | Direct |
2020-05-16 | 1,566 | 1,566 | Direct |
2023-05-20 | 4,346 | 4,346 | Direct |
Footnotes
- Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- All exercisable, subject to IRS limitations.
- The remaining 1,566 shares become exercisable on 5/17/2014, if reporting person remains an employee of issuer.
- The reporting person exercised 2,440 options on 2/14/2014. The remaining 2,868 options are exercisable 50% per year for two years beginning 5/23/2014, if reporting person remains an employee of issuer.
- The reporting person exercised 2,367 shares on 2/14/2014. The remaining 7,103 options are exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.