Filing Details

Accession Number:
0001464234-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 11:12:26
Reporting Period:
2014-02-13
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 11:12:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464234 R Charles Giesige 140 John James Audubon Parkway
Amherst NY 14228
Vp Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-13 5,612 $13.27 24,819 No 4 M Direct
Common Stock Disposition 2014-02-13 5,612 $26.00 19,207 No 4 S Direct
Common Stock Acquisiton 2014-02-13 428 $19.50 19,635 No 4 M Direct
Common Stock Disposition 2014-02-13 428 $26.00 19,207 No 4 S Direct
Common Stock Acquisiton 2014-02-13 4,698 $18.24 23,905 No 4 M Direct
Common Stock Disposition 2014-02-13 4,698 $26.00 19,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2014-02-13 5,612 $0.00 5,612 $13.27
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2014-02-13 4,698 $0.00 4,698 $18.24
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2014-02-13 428 $0.00 428 $19.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-18 2019-05-17 No 4 M Direct
1,566 2011-05-17 2020-05-16 No 4 M Direct
5,308 2012-05-23 2021-05-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,207 Direct
Common Stcok 738 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 526 526 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $13.43 2013-05-21 2022-05-20 9,470 11,837 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-20 4,346 4,346 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 526 526 Direct
2022-05-20 9,470 11,837 Direct
2023-05-20 4,346 4,346 Direct
Footnotes
  1. Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. All exercisable, subject to IRS limitations.
  4. The reporting person exercised the remaining 5,612 options on 2/13/2014.
  5. The remaining 1,566 shares become exercisable on 5/17/2014, if reporting person remains an employee of issuer.
  6. The reporting person exercised 428 options on 2/13/2014. Therefore, 2,440 options are exercisable, subject to IRS limitations, and the remaining 2,868 options are exercisable 50% per year for two years beginning 5/23/2014, if reporting person remains an employee of issuer.
  7. Exercisable 25 % per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.