Filing Details
- Accession Number:
- 0000775158-14-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 11:00:45
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 11:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1492608 | L Gregory Fredericksen | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Evp & Chief Procurement Officr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-14 | 10,000 | $41.59 | 50,556 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 10,000 | $54.00 | 40,556 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 20,000 | $32.10 | 60,556 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 20,000 | $53.97 | 40,556 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 20,000 | $28.73 | 60,556 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 20,000 | $53.91 | 40,556 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-14 | 15,333 | $19.24 | 55,889 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-14 | 15,333 | $53.97 | 40,576 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2014-02-14 | 10,000 | $0.00 | 10,000 | $41.59 |
Common Stock | Options | Disposition | 2014-02-14 | 20,000 | $0.00 | 20,000 | $32.10 |
Common Stock | Options | Disposition | 2014-02-14 | 20,000 | $0.00 | 20,000 | $28.73 |
Common Stock | Options | Disposition | 2014-02-14 | 15,333 | $0.00 | 15,333 | $19.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-03-06 | No | 4 | M | Direct | |
0 | 2016-09-14 | No | 4 | M | Direct | |
0 | 2017-09-20 | No | 4 | M | Direct | |
7,667 | 2018-09-19 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $53.89 to $54.11. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $53.85 to $54.11. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $53.86 to $54.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $53.89 to $54.03. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 604.25 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/18/2014. Between 10/18/2013 and 2/18/2014, the reporting person acquired 19.84 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 2/5/2009.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
- Options vest in one-third (1/3) annual increments commencing on 09/20/2011.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.