Filing Details
- Accession Number:
- 0001179110-14-002919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 10:01:17
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 10:01:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836690 | Innovative Solutions & Support Inc | ISSC | Services-Computer Programming Services (7371) | 232507402 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546928 | Shahram Askarpour | C/O Innovative Solutions &Amp; Support, Inc. 720 Pennsylvania Dr. Exton PA 19341 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-13 | 30,000 | $3.78 | 31,200 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-13 | 12,000 | $7.40 | 43,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-13 | 42,000 | $8.12 | 1,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-13 | 30,000 | $0.00 | 30,000 | $3.78 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-13 | 12,000 | $0.00 | 12,000 | $7.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 582,000 | 2021-08-15 | No | 4 | M | Direct | |
| 570,000 | 2014-03-19 | No | 4 | M | Direct |
Footnotes
- The option to purchase 45,000 shares of Common Stock was originally granted on August 15, 2011 and provides for vesting in three equal annual installments beginning on August 15, 2012. The employee stock option will be fully vested on August 15, 2014.
- The option was originally granted on March 19, 2004 and is currently exercisable.
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