Filing Details

Accession Number:
0001144204-14-010169
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-18 09:10:50
Reporting Period:
2014-02-14
Filing Date:
2014-02-18
Accepted Time:
2014-02-18 09:10:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 272326940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311018 E Lawrence Golub 555 Madison Avenue, 30Th Floor
New York NY 10022
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2014-02-14 1,135,853 $18.40 0 No 4 S Indirect By Golub Capital Company VI LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Golub Capital Company VI LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 125,990 Indirect By Whitehall Capital Investors IV, LLC
Common Stock, Par Value $0.001 Per Share 433,971 Indirect By GCI Development LLC
Common Stock, Par Value $0.001 Per Share 6,118 Indirect By Golub Capital LLC
Common Stock, Par Value $0.001 Per Share 3,493 Indirect By GEMS Associates LLC
Common Stock, Par Value $0.001 Per Share 162,974 Indirect By 555 Madison Investors IV, LLC
Footnotes
  1. Mr. Golub is a control person of Golub Capital LLC, the investment adviser of Golub Capital Company VI LLC ("GCCVI"). Due to his control of and ownership interest in GCCVI, which previously owned 1,135,853 shares of Common Stock of the Issuer, Mr. Golub was viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock had been passed through to the members of GCCVI. On February 14, 2014, GCCVI sold all of its shares at $18.40 per share in three block trades. 1,016,000 shares were sold to funds managed by an institutional investor, 64,000 shares were sold to an investment vehicle for which an affiliated entity serves as a sub adviser, and 55,853 were sold to Golub Capital Employee Grant Program Rabbi Trust for the purpose of awarding incentive compensation to employees of Golub Capital. GCCVI sold all of its shares in order to diversify its investments and will reinvest the proceeds in middle market debt and equity investments.
  2. The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
  3. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares are held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein. As of the date hereof, Mr. Golub has no pecuniary interest in the shares of Common Stock held by GCI Development LLC.
  4. Due to his control of and ownership interest in Golub Capital LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of Golub Capital LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by Golub Capital LLC except to the extent of his pecuniary interest therein.
  5. Mr. Golub is a control person of GEMS Associates LLC. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  6. The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub.