Filing Details
- Accession Number:
- 0001379664-14-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 21:08:38
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 21:08:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366868 | Globalstar Inc. | GSAT | Communications Services, Nec (4899) | 412116508 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379664 | Iii James Monroe | 1735 Nineteenth Street Denver CO 80202 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nonvoting Common Stock | Acquisiton | 2013-07-08 | 121,875,000 | $0.32 | 256,876,000 | No | 4 | P | Indirect | By Thermo Funding II LLC |
| Nonvoting Common Stock | Acquisiton | 2013-10-14 | 26,172,118 | $0.52 | 283,048,118 | No | 4 | P | Indirect | By Thermo Funding II LLC |
| Voting Common Stock | Acquisiton | 2013-11-19 | 47,318,496 | $1.46 | 240,436,170 | No | 4 | P | Indirect | By Thermo Funding II LLC |
| Nonvoting Common Stock | Acquisiton | 2013-12-27 | 25,961,538 | $0.52 | 309,008,656 | No | 4 | P | Indirect | By Thermo Funding II LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Thermo Funding II LLC |
| No | 4 | P | Indirect | By Thermo Funding II LLC |
| No | 4 | P | Indirect | By Thermo Funding II LLC |
| No | 4 | P | Indirect | By Thermo Funding II LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Voting Common Stock | 38,640,750 | Indirect | By FL Investment Holdings LLC |
| Voting Common Stock | 618,558 | Indirect | By Globalstar Satellite, L.P. |
Footnotes
- The holdings reported were held by the reporting person's trust and transferred to Thermo Funding II LLC, an entity wholly owned by the trust.
- Shares acquired upon automatic conversion of floating conversion rate 5% Convertible Notes in accordance with the terms of the notes.
Billionaire Hedge Funds
