Filing Details
- Accession Number:
- 0001181431-14-007218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 20:41:20
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 20:41:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884713 | Cott Corp | COT | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572087 | Steven Kitching | 5519 W Idlewild Avenue Tampa FL 33634 | President-Us Business Unit | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-02-13 | 12,500 | $0.00 | 100,238 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2014-02-14 | 1,100 | $7.99 | 99,138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2014-02-13 | 39,063 | $0.00 | 39,063 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,063 | 2024-02-13 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 1,127 | Indirect | by Share Incentive Plan |
Footnotes
- Represents time-based restricted share units (RSUs), which are contingent rights to receive common shares. RSUs that have not been forfeited shall vest on the last day of Cott's 2016 fiscal year.
- Represents shares sold pursuant to a 10b5-1 plan to satisfy tax withholding obligations due upon the vesting of time-based units granted to Reporting Person on May 6, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.97 USD to $8.00 USD inclusive. The reporting person undertakes to provide to Cott, any security holder of Cott, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- Represents an option to purchase 39,063 common shares of Cott. The option cliff vests on the last day of Cott's 2016 fiscal year.
Billionaire Hedge Funds
