Filing Details
- Accession Number:
- 0001179110-14-002894
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 18:02:52
- Reporting Period:
- 2014-02-14
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 18:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537818 | Andrea Benko | 5615 High Point Drive Irving TX 75038 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-12-21 | 796 | $31.37 | 796 | No | 4 | A | Indirect | By Spouse |
| Common Stock | Disposition | 2012-12-21 | 211 | $25.77 | 585 | No | 4 | F | Indirect | By Spouse |
| Common Stock | Disposition | 2012-12-21 | 585 | $25.77 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2012-03-14 | 2,016 | $3.00 | 2,016 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2012-03-14 | 2,016 | $30.82 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2012-05-18 | 2,016 | $3.00 | 2,016 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2012-05-18 | 2,016 | $24.20 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2012-08-14 | 3,024 | $3.00 | 3,024 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2012-08-14 | 3,024 | $36.36 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2013-03-01 | 700 | $3.00 | 700 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2013-03-01 | 700 | $29.50 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2013-03-01 | 6,356 | $3.00 | 6,356 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2013-03-01 | 6,356 | $29.47 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2013-05-15 | 1,008 | $3.00 | 1,008 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Acquisiton | 2013-11-21 | 1,008 | $22.81 | 0 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | By Spouse |
| No | 4 | F | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options ( ISOs) | Acquisiton | 2011-12-16 | 38,726 | $0.00 | 15,120 | $3.00 |
| Common Stock | Incentive Stock Options ( ISOs) | Disposition | 2012-03-14 | 2,016 | $0.00 | 2,016 | $3.00 |
| Common Stock | Incentive Stock Options ( ISOs) | Disposition | 2012-05-18 | 2,016 | $0.00 | 2,016 | $3.00 |
| Common Stock | Incentive Stock Options ( ISOs) | Disposition | 2012-08-14 | 3,024 | $0.00 | 3,024 | $3.00 |
| Common Stock | Incentive Stock Options ( ISOs) | Disposition | 2013-03-01 | 700 | $0.00 | 700 | $3.00 |
| Common Stock | Incentive Stock Options ( ISOs) | Disposition | 2013-03-01 | 6,356 | $0.00 | 6,356 | $3.00 |
| Common Stock | Incentive Stock Options( ISOs) | Disposition | 2013-05-15 | 1,008 | $0.00 | 1,008 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,120 | 2011-12-16 | 2013-07-04 | No | 4 | A | Indirect |
| 13,104 | 2012-03-14 | 2013-07-04 | No | 4 | M | Indirect |
| 11,088 | 2012-05-18 | 2013-07-04 | No | 4 | M | Indirect |
| 8,064 | 2012-08-14 | 2013-07-04 | No | 4 | M | Indirect |
| 7,364 | 2013-03-01 | 2013-07-04 | No | 4 | M | Indirect |
| 1,008 | 2013-03-01 | 2013-07-04 | No | 4 | M | Indirect |
| 0 | 2013-05-15 | 2013-07-04 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,795 | Direct |
Footnotes
- These transactions refer to Incentive Stock Options( ISOs) grants to Ms. Benko's spouse, out of which 23,606 ISOs were cancelled.
- Only refers to derivative securities in this class.
- Includes 17,397 restricted stock units ( RSUs) granted on February 27, 2013 and 15,398 RSUs granted on December 21, 2011 to Andrea Benko
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