Filing Details
- Accession Number:
- 0001209191-14-010915
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 17:02:16
- Reporting Period:
- 2011-09-06
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 17:02:16
- Original Submission Date:
- 2011-09-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404477 | Bain Robert Thomas | C/O Heartware International, Inc. 205 Newbury St., Suite 101 Framingham MA 01701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-06 | 5,000 | $60.35 | 5,714 | No | 4 | S | Indirect | see footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | see footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,595 | Direct | |
| Common Stock | 46,370 | Indirect | see footnote |
| Common Stock | 14,286 | Indirect | see footnote |
| Common Stock | 1,285 | Indirect | see footnote |
Footnotes
- Robert Thomas as Trustee of the Thomas Family Account.
- Robert Thomas as Trustee of the RB Thomas Superannuation Fund.
- Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas.
- Robert Thomas as Trustee of the Tony McCullough Foundation.
Billionaire Hedge Funds
