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Filing Details

Accession Number:: 0001209191-14-010893
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-14 16:47:53
Reporting Period:: 2014-02-13

Filing Date:: 2014-02-14
Accepted Time:: 2014-02-14 16:47:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392677	R Eric Ludwig	Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105	Evp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-11-04	10,638	$0.00	57,000	No	4	G	Direct
Common Stock	Acquisiton	2013-11-04	10,638	$0.00	25,702	No	4	G	Indirect	Trust
Common Stock	Acquisiton	2014-02-13	4,166	$0.99	61,166	No	4	M	Direct
Common Stock	Acquisiton	2014-02-13	107,500	$1.06	168,866	No	4	M	Direct
Common Stock	Acquisiton	2014-02-13	37,500	$1.07	206,166	No	4	M	Direct
Common Stock	Acquisiton	2014-02-13	10,834	$1.77	217,000	No	4	M	Direct
Common Stock	Acquisiton	2014-02-13	40,000	$4.39	257,000	No	4	M	Direct
Common Stock	Disposition	2014-02-13	200,000	$4.76	57,000	No	4	S	Direct
Common Stock	Disposition	2014-02-13	14,870	$4.76	10,832	No	4	S	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-02-13	4,166	$0.00	4,166	$0.99
Common Stock	Stock Option (right to buy)	Disposition	2014-02-13	107,500	$0.00	107,500	$1.06
Common Stock	Stock Option (right to buy)	Disposition	2014-02-13	37,500	$0.00	37,500	$1.07
Common Stock	Stock Option (right to buy)	Disposition	2014-02-13	10,834	$0.00	10,834	$1.77
Common Stock	Stock Option (right to buy)	Disposition	2014-02-13	40,000	$0.00	40,000	$4.39

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,334	2016-04-08	No	4	M	Direct
0	2015-12-16	No	4	M	Direct
0	2015-08-07	No	4	M	Direct
122,499	2016-10-21	No	4	M	Direct
0	2014-04-28	No	4	M	Direct

Footnotes

Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
These shares are held by the Ludwig McKillop Trust
The stock option exercises and the sales of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Ludwig entered into on November 13, 2013.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.68 to $4.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.69 to $4.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 8, 2011, the first anniversary of the grant date, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on April 8, 2014.
The option vested and became exercisable over four years, with 25% of the underlying shares having vested and become exercisable on December 16, 2010, the first anniversary of the grant date, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option became fully vested on December 16, 2013.
The option vested and became exercisable with respect to 50% of the underlying shares on the date that a new Chief Executive Officer joined Glu Mobile Inc., which was December 1, 2009 (the "Start Date"), and the remaining 50% of the underlying shares vested and became exercisable on the six-month anniversary of the Start Date, or June 1, 2010.
The option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on October 21, 2011, the first anniversary of the grant date, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option will be fully vested on October 21, 2014.
The option vested and became exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 28, 2009, the first anniversary of the grant date, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option became fully vested on April 28, 2012.