Filing Details
- Accession Number:
- 0001209191-14-010854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 16:15:04
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 16:15:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1098146 | Patriot National Bancorp Inc | PNBK | National Commercial Banks (6021) | 061559137 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500964 | Emile Bol Den Van | C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-12 | 10,000 | $1.11 | 10,000 | No | 4 | P | Indirect | By Brooklawn Capital Fund |
Common Stock | Acquisiton | 2014-02-13 | 10,000 | $1.15 | 20,000 | No | 4 | P | Indirect | By Brooklawn Capital Fund |
Common Stock | Acquisiton | 2014-02-14 | 9,700 | $1.24 | 29,700 | No | 4 | P | Indirect | By Brooklawn Capital Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Brooklawn Capital Fund |
No | 4 | P | Indirect | By Brooklawn Capital Fund |
No | 4 | P | Indirect | By Brooklawn Capital Fund |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,922 | Direct |
Footnotes
- Mr. Van den Bol is the sole owner of Brooklawn Capital Fund ("Brooklawn"); therefore, Mr. Van den Bol may be deemed to indirectly beneficially own the shares owned by Brooklawn.