Filing Details
- Accession Number:
- 0001061434-14-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 15:41:40
- Reporting Period:
- 2014-02-06
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 15:41:40
- Original Submission Date:
- 2014-02-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-06 | 3,000 | $13.54 | 287,173 | No | 4 | P | Indirect | By Getz Enterprises, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Getz Enterprises, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 490,209 | Direct | |
| Common Stock | 41,252 | Direct | |
| Common Stock | 173,118 | Indirect | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account |
Footnotes
- The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.50 to $13.60, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
- This Form 4/A amends the Form 4 filed by Mr. Getz on February 7, 2014 to correct the Ownership Information regarding the transaction that is the subject of the Form 4. The Form 4 reported the purchase as being by Mr. Getz jointly with his spouse when it was by Getz Enterprises, L.P.
- Shares held jointly of record by Mr. Getz and his spouse.
- The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.
Billionaire Hedge Funds
