Filing Details
- Accession Number:
- 0001575602-14-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 15:37:20
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 15:37:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575602 | J. James Dolan | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 3,200 | $11.50 | 3,200 | No | 4 | P | Indirect | Owned by spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Owned by spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125 | Direct | |
Common Stock | 125,000 | Direct |
Footnotes
- These securities were purchased by the Reporting Person's spouse under the directed share program that was available to the Issuer's directors, executive officers, employees, business associates and related person as part of the Issuer's initial public offering. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Shares held jointly of record by the Reporting Person and his spouse.