Filing Details
- Accession Number:
- 0000814453-14-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 15:06:58
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 15:06:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814453 | Newell Rubbermaid Inc | NWL | Plastics Products, Nec (3089) | 363514169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426849 | B. John Ellis | C/O Newell Rubbermaid Inc. 3 Glenlake Pkwy. Atlanta GA 30328 | V.p., Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-13 | 6,500 | $22.98 | 27,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-13 | 3,400 | $31.20 | 24,557 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-13 | 3,100 | $31.21 | 21,457 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-02-12 | 1,814 | $0.00 | 1,814 | $0.00 |
| Common Stock | Options (Right to Buy) | Disposition | 2014-02-13 | 6,500 | $0.00 | 6,500 | $22.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,814 | No | 4 | M | Direct | ||
| 0 | 2014-05-13 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contigent right to receive one share Newell Rubbermaid common stock.
- The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units.
- Options became exercisable in equal installments on May 13, 2005, 2006, 2007, 2008 & 2009
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