Home > Insider Trading > Filing (0001209191-14-010751)

Filing Details

Accession Number:: 0001209191-14-010751
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2014-02-14 13:14:58
Reporting Period:: 2013-12-31

Filing Date:: 2014-02-14
Accepted Time:: 2014-02-14 13:14:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344340	L Stephen Day	525 Great Rd Littleton MA 01460	Ceo, President & Treasurer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-08-05	10,576	$1.36	614,744	No	4	P	Direct
Common Stock	Acquisiton	2013-11-20	2,644	$1.36	614,744	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option	Acquisiton	2013-11-20	3,500	$0.00	3,500	$4.90
Common Stock	Incentive Stock Option	Acquisiton	2013-11-20	15,725	$0.00	15,725	$5.39
Common Stock	Incentive Stock Option	Disposition	2013-08-05	10,576	$0.00	10,576	$1.36
Common Stock	Incentive Stock Option	Disposition	2013-11-20	2,644	$0.00	2,644	$1.36

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
62,900	2023-11-19	No	4	A	Direct
20,440	2018-11-19	No	4	A	Direct
62,900	2013-11-20	No	4	A	Direct
62,900	2013-11-20	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	614,744	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option	$4.50	2017-11-13	3,500	20,440	Direct
Common Stock	Non-Qualified Stock Option	$1.24	2018-11-20	2,940	20,440	Direct
Common Stock	Incentive Stock Option	$3.41	2015-11-16	15,725	62,900	Direct
Common Stock	Non-Qualified Stock Option	$3.10	2020-11-16	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$3.65	2016-11-27	15,725	62,900	Direct
Common Stock	Non-Qualified Stock Option	$3.32	2021-11-27	3,500	20,440	Direct
Common Stock	Incentive Stock Option	$3.95	2017-11-15	15,725	62,900	Direct
Common Stock	Non-Qualified Stock Option	$3.59	2022-11-15	3,500	20,440	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-11-13	3,500	20,440	Direct
2018-11-20	2,940	20,440	Direct
2015-11-16	15,725	62,900	Direct
2020-11-16	3,500	20,440	Direct
2016-11-27	15,725	62,900	Direct
2021-11-27	3,500	20,440	Direct
2017-11-15	15,725	62,900	Direct
2022-11-15	3,500	20,440	Direct

Footnotes

As of 12/31/2013.
This transaction has been previously reported on a Form 4 filed in a timely manner.
Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2007. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2013, total includes 2,940 Non-Qualified Stock Options granted in 2008. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2010. Together with Non-Qualfied Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2010. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2011. Together with Non-Qualfied Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2011. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2012. Together with Non-Qualfied Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2012. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
When exercisable price will be $4.90.
As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2013. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
When exercisable price will be $5.39.
As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2013. Together with Non-Qualfied Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
Price at time of exercise was $1.36.
Total of Incentive Stock Options as of 12/31/2013. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 83,340.