Filing Details
- Accession Number:
- 0000793547-14-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 21:56:09
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 21:56:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793547 | Navigators Group Inc | NAVG | Fire, Marine & Casualty Insurance (6331) | 133138397 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277022 | Monica Deeks | C/O The Navigators Group Inc 400 Atlantic Street, 8Th Floor Stamford CT 06901 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $.10 Per Share | Disposition | 2013-01-28 | 28,030 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Disposition | 2013-03-08 | 114,326 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Acquisiton | 2013-03-19 | 1,117,143 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Acquisiton | 2013-12-12 | 5,000 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Disposition | 2013-12-12 | 1,500 | $60.36 | 2,341,640 | No | 5 | S | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Disposition | 2013-12-31 | 289,016 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Common Stock Par Value $.10 Per Share | Disposition | 2013-12-31 | 307,052 | $0.00 | 2,341,640 | No | 5 | G | Indirect | See Footnote (8) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See Footnote (8) |
No | 5 | G | Indirect | See Footnote (8) |
No | 5 | G | Indirect | See Footnote (8) |
No | 5 | G | Indirect | See Footnote (8) |
No | 5 | S | Indirect | See Footnote (8) |
No | 5 | G | Indirect | See Footnote (8) |
No | 5 | G | Indirect | See Footnote (8) |
Footnotes
- Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2010 Qualified Three Year Annuity Trust (the "2010 Trust"), of which the Reporting Person was trustee.
- Represents distribution in kind by the 2010 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
- Represents gift by Terence N. Deeks to the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"), of which the Reporting Person is trustee.
- Represents gift to the Deeks Family Foundation (the "Foundation").
- Represents sale by the Foundation. The Reporting Person did not derive financial benefit from the sale of the shares by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
- Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust"), of which the Reporting Person is trustee.
- Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"), of which the Reporting Person is trustee.
- The Reporting Person is the sole trustee of the 2011 Trust, 2012 Trust and 2013 Trust (collectively, the "Trusts"). Includes 1,378,012 shares held by the Trusts as of December 31, 2013, 57,342 shares owned jointly with the Reporting Person's husband, Terence N. Deeks, and 17,000 shares held by the Foundation. Includes 889,286 shares held by the Reporting Person's husband directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.