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Filing Details

Accession Number:: 0001144204-14-008812
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2014-02-13 20:53:19
Reporting Period:: 2006-06-07

Filing Date:: 2014-02-13
Accepted Time:: 2014-02-13 20:53:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1335103	Protea Biosciences Group Inc.	NONE	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1529364	Stanley Hostler	955 Hartman Run Road Morgantown WV 26507	Vice President And Secretary	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-27	50,000	$2.00	1,939,599	No	4	P	Direct
Common Stock	Acquisiton	2011-12-27	50,000	$2.00	1,939,599	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2012-03-01	135,621	$1.50	2,075,220	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	83,360	$1.50	2,158,580	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	28,766	$1.50	2,187,346	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	135,621	$1.50	2,322,967	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	135,621	$1.50	2,322,967	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2012-03-01	83,360	$1.50	2,406,327	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	83,360	$1.50	2,406,327	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2012-03-01	28,766	$1.50	2,435,093	No	4	P	Direct
Common Stock	Acquisiton	2012-03-01	28,766	$1.50	2,435,093	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2012-07-27	25,000	$2.00	2,460,093	No	4	P	Direct
Common Stock	Acquisiton	2012-07-27	50,000	$2.00	2,510,093	No	4	P	Direct
Common Stock	Acquisiton	2012-07-27	50,000	$2.00	2,510,093	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2013-04-12	105,638	$1.00	2,615,731	No	4	P	Direct
Common Stock	Acquisiton	2013-04-12	105,638	$1.00	2,615,731	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2013-04-12	163,923	$1.00	2,779,654	No	4	P	Direct
Common Stock	Acquisiton	2013-04-12	163,923	$1.00	2,779,654	No	4	P	Indirect	By Spouse (Virginia E. Child)
Common Stock	Acquisiton	2013-04-12	163,923	$1.00	2,943,577	No	4	P	Direct
Common Stock	Acquisiton	2013-04-12	105,638	$1.00	3,049,215	No	4	P	Direct
Common Stock	Acquisiton	2013-07-23	1,748,938	$0.50	4,798,153	No	4	P	Direct
Common Stock	Acquisiton	2013-07-23	148,312	$0.50	4,946,465	No	4	P	Direct
Common Stock	Acquisiton	2013-07-23	1,137,896	$0.50	6,084,361	No	4	P	Direct
Common Stock	Acquisiton	2013-07-23	1,137,896	$0.50	6,084,361	No	4	P	Indirect	By Spouse (Virginia E. Child)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Spouse (Virginia E. Child)

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Acquisiton	2006-06-07	100,000	$80,000.00	100,000	$0.80
Common Stock	Stock Option	Acquisiton	2007-09-01	16,000	$24,000.00	16,000	$1.50
Common Stock	Stock Option	Acquisiton	2008-12-31	48,000	$72,000.00	48,000	$1.50
Common Stock	Stock Option	Acquisiton	2009-12-31	48,000	$72,000.00	48,000	$1.50
Common Stock	Stock Option	Acquisiton	2010-09-17	100,000	$150,000.00	100,000	$1.50
Common Stock	Stock Option	Acquisiton	2010-12-31	48,000	$72,000.00	48,000	$1.50
Common Stock	Warrant	Acquisiton	2011-05-31	50,000	$100,000.00	50,000	$2.00
Common Stock	Warrant	Acquisiton	2011-08-31	16,000	$32,000.00	16,000	$2.00
Common Stock	Stock Option	Acquisiton	2011-09-30	36,000	$54,000.00	36,000	$1.50
Common Stock	Warrant	Acquisiton	2011-12-27	25,000	$56,250.00	25,000	$2.25
Common Stock	Warrant	Acquisiton	2011-12-27	25,000	$56,250.00	25,000	$2.25
Common Stock	Convertible Note	Acquisiton	2011-12-20	500,000	$250,000.00	0	$2.00
Common Stock	Stock Option	Acquisiton	2011-12-31	12,000	$24,000.00	12,000	$2.00
Common Stock	Convertible Note	Acquisiton	2012-04-16	280,000	$140,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-04-16	200,000	$100,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-04-16	200,000	$100,000.00	0	$0.50
Common Stock	Warrant	Acquisiton	2012-07-27	12,500	$28,125.00	12,500	$2.50
Common Stock	Warrant	Acquisiton	2012-07-27	25,000	$56,250.00	25,000	$2.25
Common Stock	Warrant	Acquisiton	2012-07-27	25,000	$56,250.00	25,000	$2.25
Common Stock	Convertible Note	Acquisiton	2012-09-25	140,000	$70,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-09-25	300,000	$150,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-09-25	300,000	$150,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-09-25	136,432	$68,216.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-11-30	650,000	$325,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-11-30	550,000	$275,000.00	0	$0.50
Common Stock	Convertible Note	Acquisiton	2012-11-30	550,000	$275,000.00	0	$0.50
Common Stock	Stock Option	Acquisiton	2012-11-30	44,000	$88,000.00	44,000	$2.00
Common Stock	Stock Option	Acquisiton	2012-12-31	4,000	$2,200.00	4,000	$0.55
Common Stock	Stock Option	Acquisiton	2013-01-31	4,000	$2,200.00	4,000	$0.55
Common Stock	Stock Option	Acquisiton	2013-02-28	4,000	$2,200.00	4,000	$0.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,005,000	2006-06-07	2016-06-07	No	4	A	Direct
1,021,000	2007-09-01	2017-09-01	No	4	A	Direct
1,069,000	2008-12-31	2018-12-31	No	4	A	Direct
1,117,000	2009-12-31	2019-12-31	No	4	A	Direct
1,217,000	2010-09-17	2020-09-17	No	4	A	Direct
1,265,000	2010-12-31	2020-12-31	No	4	A	Direct
1,315,000	2011-05-31	2016-05-31	No	4	P	Direct
1,331,000	2011-08-31	2016-08-31	No	4	P	Direct
1,367,000	2011-09-30	2021-09-30	No	4	A	Direct
1,392,000	2011-12-27	2016-12-27	No	4	P	Direct
1,392,000	2011-12-27	2016-12-27	No	4	P	Indirect
1,892,000	2011-12-20	2013-05-31	No	4	P	Direct
1,904,000	2011-12-31	2021-12-31	No	4	A	Direct
2,184,000	2012-04-16	2013-05-31	No	4	P	Direct
2,384,000	2012-04-16	2013-05-31	No	4	P	Direct
2,384,000	2012-04-16	2013-05-31	No	4	P	Indirect
2,396,500	2012-07-27	2017-07-27	No	4	P	Direct
2,421,500	2012-07-27	2017-07-27	No	4	P	Direct
2,421,500	2012-07-27	2017-07-27	No	4	P	Indirect
2,561,500	2012-09-25	2013-05-31	No	4	P	Direct
2,861,500	2012-09-25	2013-05-31	No	4	P	Direct
2,861,500	2012-09-25	2013-05-31	No	4	P	Indirect
2,997,932	2012-09-25	2013-05-31	No	4	P	Direct
3,647,932	2012-11-30	2013-05-31	No	4	P	Direct
4,197,932	2012-11-30	2013-05-31	No	4	P	Direct
4,197,932	2012-11-30	2013-05-31	No	4	P	Indirect
4,241,932	2012-11-30	2022-11-30	No	4	A	Direct
4,245,932	2012-12-31	2022-12-31	No	4	A	Direct
4,249,932	2013-01-31	2023-01-31	No	4	A	Direct
4,253,932	2013-02-28	2023-02-28	No	4	A	Direct

Footnotes

On December 27, 2011 the Company issued to Virginia Child, wife of Stanley Hostler, 50,000 shares of common stock and warrants to purchase 25,000 shares of common stock exercisable at $2.25 per share.
Reissuance of stock certificates of previously issued shares.
On July 27, 2012, the Company issued 75,000 shares of common stock at $2.00 per share and five-year warrants of 37,500 to purchase additional shares of common stock for an aggregate purchase price of $150,000 to Stanley Hostler and Virginia Child, 25,000 shares and 12,500 warrants and 50,000 shares 25,000 warrants, respectively. The warrants are exercisable at an exercise price of $2.25 per share.
Transfer of shares previously held by the Reporting Person and his wife, Virginia Child, via Grantor Retained Annuity Trusts.
On December 20, 2011, the Company issued promissory notes to the Reporting Person equal to $250,000. On April 16, 2012, the Company issued a promissory note equal to $240,000 to the Reporting Person and VirginiaChild. On September 25, 2012, the Company issued promissory notes equal to $288,216 to the Reporting Person and Virginia Child. On November 30, 2012, the Company issued promissory notes equal to $600,000 to the Reporting Person and Virginia Child. Each $2.00 of outstanding principal and accrued unpaid interest is convertible into one share of common stock . On March 22, 2013, the Company approved adjustment of conversion price of the notes from $2.00 to $0.50 per share. In accordance with Conversion Agreements, as of June 30, 2013 the $1,517,573 in principal and accrued unpaid interest were converted into common stock of the Company. In addition, the Company issued a 5-year warrant to each note holder to purchase 75% of the number of shares into which the notes converted.
Represents share of record owned by the Reporting Person's wife, Virginia Child.