Filing Details

Accession Number:
0001246360-14-001034
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 20:14:14
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 20:14:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188828 Keith Loveless 19300 International Blvd
Seattle WA 98188
Vp/Legal & General Counsel No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Unit Acquisiton 2014-02-11 3,130 $0.00 16,330 No 4 A Direct
Common Stock Acquisiton 2014-02-11 7,080 $0.00 20,413 No 4 A Direct
Common Stock Disposition 2014-02-11 1,978 $77.51 18,435 No 4 F Direct
Common Stock Acquisiton 2014-02-12 1,694 $30.65 20,129 No 4 M Direct
Common Stock Acquisiton 2014-02-12 2,440 $16.63 22,569 No 4 M Direct
Common Stock Disposition 2014-02-12 4,134 $78.00 18,435 No 4 S Direct
Common Stock Disposition 2014-02-13 2,655 $77.63 15,780 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Acquisiton 2014-02-11 5,910 $0.00 5,910 $77.51
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2014-02-12 2,440 $0.00 2,440 $16.63
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2014-02-12 1,694 $0.00 1,694 $30.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,910 2015-02-11 2024-02-11 No 4 A Direct
0 2011-02-03 2020-02-03 No 4 M Direct
1,696 2012-02-07 2021-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Espp 3,676 Direct
Common Stock 401(K) 585 Indirect ESOP TRUST
Footnotes
  1. COMMON SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN, AS OF 12/31/13.
  2. COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/13.
  3. OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2015, 02/11/2016, 02/11/2017 AND 02/11/2018).
  4. STOCK UNITS AWARDED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ON 2/11/2014 WILL CLIFF VEST ON 2/11/2017. UNITS ARE NO LONGER SUBJECT TO FORFEITURE.
  5. COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2013 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/7/2011 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/14.
  6. COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 02/11/2014.