Filing Details
- Accession Number:
- 0001181431-14-006866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 19:59:04
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 19:59:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1473973 | Dawn S. Smith | 3401 Hillview Avenue Palo Alto CA 94304 | Senior Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-02-11 | 3,750 | $45.05 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-02-11 | 9,138 | $93.03 | 8,767 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2014-02-11 | 3,750 | $0.00 | 3,750 | $45.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-10-14 | No | 4 | M | Direct |
Footnotes
- 107 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2014.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $93.00 through $93.06.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vested in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013.