Filing Details
- Accession Number:
- 0001181431-14-006859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 19:45:20
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 19:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898243 | B James Hawkins | Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-02-11 | 50,000 | $4.07 | 518,844 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-02-11 | 50,000 | $24.76 | 468,844 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-02-12 | 7,400 | $4.07 | 476,244 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-02-12 | 7,400 | $25.01 | 468,844 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-02-13 | 38,646 | $4.07 | 507,490 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-02-13 | 38,646 | $24.73 | 468,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Disposition | 2014-02-11 | 50,000 | $0.00 | 50,000 | $4.07 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-02-12 | 7,400 | $0.00 | 7,400 | $4.07 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-02-13 | 38,646 | $0.00 | 38,646 | $4.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,046 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
| 38,646 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
| 0 | 2004-05-08 | 2014-04-08 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $24.56 to $24.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $25.00 to $25.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $24.60 to $24.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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