Filing Details
- Accession Number:
- 0001181431-14-006848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 19:01:14
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 19:01:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945827 | F Donald Dillon | 255 Fiserv Drive Brookfield WI 53045 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-11 | 826 | $19.37 | 3,507,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-11 | 826 | $55.33 | 3,506,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-11 | 918 | $17.40 | 3,507,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-11 | 918 | $55.34 | 3,506,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-11 | 6,844 | $19.72 | 3,513,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-11 | 6,844 | $55.31 | 3,506,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-11 | 826 | $0.00 | 826 | $19.37 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-11 | 918 | $0.00 | 918 | $17.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-02-11 | 6,844 | $0.00 | 6,844 | $19.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-02-18 | 2014-02-18 | No | 4 | M | Direct |
| 0 | 2005-04-06 | 2014-04-06 | No | 4 | M | Direct |
| 0 | 2006-04-06 | 2015-04-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 267,500 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $44.68 | 2023-05-22 | 5,032 | 5,032 | Direct | |
| Common Stock | Stock Option (right to buy) | $33.35 | 2013-05-22 | 2022-05-23 | 5,452 | 5,452 | Direct |
| Common Stock | Stock Option (right to buy) | $31.30 | 2012-05-23 | 2021-05-25 | 5,194 | 5,194 | Direct |
| Common Stock | Stock Option (right to buy) | $23.23 | 2011-05-25 | 2020-05-26 | 6,864 | 6,864 | Direct |
| Common Stock | Stock Option (right to buy) | $20.68 | 2010-05-20 | 2019-05-20 | 7,658 | 7,658 | Direct |
| Common Stock | Stock Option (right to buy) | $25.50 | 2009-05-20 | 2018-05-21 | 6,124 | 6,124 | Direct |
| Common Stock | Stock Option (right to buy) | $26.49 | 2008-05-23 | 2017-05-23 | 5,096 | 5,096 | Direct |
| Common Stock | Stock Option (right to buy) | $22.00 | 2007-05-24 | 2016-05-24 | 6,136 | 6,136 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-22 | 5,032 | 5,032 | Direct |
| 2022-05-23 | 5,452 | 5,452 | Direct |
| 2021-05-25 | 5,194 | 5,194 | Direct |
| 2020-05-26 | 6,864 | 6,864 | Direct |
| 2019-05-20 | 7,658 | 7,658 | Direct |
| 2018-05-21 | 6,124 | 6,124 | Direct |
| 2017-05-23 | 5,096 | 5,096 | Direct |
| 2016-05-24 | 6,136 | 6,136 | Direct |
Footnotes
- Adjusted to reflect the two-for-one split of Fiserv, Inc. common stock distributed on December 16, 2013 to holders of record on December 2, 2013.
- This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.02 to $55.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $54.92 to $55.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- By the Dillon Foundation of which Mr. Dillon serves as a trustee.
- The option vested in 5 equal annual installments beginning February 18, 2005 and is due to expire February 18, 2014.
- The option vested in 5 equal annual installments beginning April 6, 2005 and is due to expire April 6, 2014.
- The option vested in 5 equal annual installments beginning April 6, 2006 and is due to expire April 6, 2015.
- These options vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
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