Filing Details
- Accession Number:
- 0001311370-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 18:42:53
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 18:42:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311370 | Lazard Ltd | LAZ | Investment Advice (6282) | 980437848 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450474 | F. Alexander Stern | C/O Lazard Ltd 30 Rockefeller Plaza New York NY 10020 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-02-11 | 44,312 | $0.00 | 105,391 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-02-11 | 21,757 | $43.00 | 83,634 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2014-02-11 | 17,565 | $43.07 | 66,069 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-02-12 | 44,312 | $42.79 | 21,757 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2014-02-11 | 44,312 | $0.00 | 44,312 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
135,292 | 2014-02-11 | 2014-02-11 | No | 4 | M | Direct |
Footnotes
- Shares of Class A common stock were acquired upon the vesting of Restricted Stock Units.
- Represents shares of Class A common stock sold to the Company to cover estimated taxes arising from the vesting of Restricted Stock Units.
- Represents the New York Stock Exchange closing price of Class A common stock on the vesting date, February 11, 2014.
- Amount excludes 135,292 Restricted Stock Units and 13,701 Performance-based Restricted Stock Units beneficially owned by the reporting person.
- Each Restricted Stock Unit represented a contingent right to receive one share of Class A common stock.