Filing Details
- Accession Number:
- 0001266457-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 18:38:13
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 18:38:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720500 | Amtech Systems Inc | ASYS | Special Industry Machinery, Nec (3559) | 860411215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1361620 | Clark Bradley Anderson | 131 South Clark Drive Tempe AZ 85281 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2014-02-11 | 15,637 | $2.95 | 55,153 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2014-02-11 | 15,637 | $9.41 | 39,516 | No | 4 | S | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2014-02-11 | 7,500 | $3.80 | 47,016 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2014-02-11 | 7,500 | $9.41 | 39,516 | No | 4 | S | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2014-02-12 | 9,361 | $2.95 | 48,877 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2014-02-12 | 9,361 | $9.39 | 39,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Acquisiton | 2014-02-11 | 15,637 | $0.00 | 15,637 | $2.95 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Acquisiton | 2014-02-11 | 7,500 | $0.00 | 7,500 | $3.80 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Employee Stock Option | Acquisiton | 2014-02-12 | 9,361 | $0.00 | 9,361 | $2.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,363 | 2013-07-01 | 2022-12-11 | No | 4 | M | Direct |
| 7,500 | 2012-12-09 | 2018-12-09 | No | 4 | M | Direct |
| 15,002 | 2013-07-01 | 2022-12-11 | No | 4 | M | Direct |
Footnotes
- Price omitted because the transaction is a grant of a stock option.
- This is the number of derivative securities, with the same terms and conditions, following the reported transaction.
- This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 117,075, net of options cancelled.
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