Filing Details
- Accession Number:
- 0001127602-14-006171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 17:54:31
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 17:54:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190637 | F James Barlow | 2525 Dupont Drive Irvine CA 92612 | Sr. Vp, Corp. Controller (Pao) | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-12 | 5,575 | $40.16 | 12,454 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 4,925 | $59.13 | 17,379 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 9,500 | $75.58 | 26,879 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-12 | 3,875 | $87.91 | 30,754 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 5,575 | $123.15 | 25,179 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 4,925 | $123.35 | 20,254 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 9,500 | $123.65 | 10,754 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-12 | 3,875 | $123.95 | 6,879 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-12 | 5,575 | $0.00 | 5,575 | $40.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-12 | 4,925 | $0.00 | 4,925 | $59.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-12 | 9,500 | $0.00 | 9,500 | $75.58 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-12 | 3,875 | $0.00 | 3,875 | $87.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-20 | No | 4 | M | Direct | |
| 4,925 | 2020-02-22 | No | 4 | M | Direct | |
| 9,500 | 2021-02-17 | No | 4 | M | Direct | |
| 11,625 | 2022-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,767 | Indirect | By 401(k) Trust |
| Common Stock | 644 | Indirect | By Esop Trust |
Footnotes
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- The option became exercisable in four equal annual installments beginning February 20, 2010.
- The option becomes exercisable in four equal annual installments beginning February 22, 2011.
- The option becomes exercisable in four equal annual installments beginning February 17, 2012.
- The option becomes exercisable in four equal annual installments beginning February 17, 2013.
Billionaire Hedge Funds
