Filing Details

Accession Number:
0001181431-14-006810
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 17:24:01
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 17:24:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375481 J John Suydam 9 West 57Th Street
43Rd Floor
New York NY 10019
Chief Legal & Compl. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2014-02-11 23,762 $32.00 881,858 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 249,009 Indirect Suydam 2012 Family Trust
Footnotes
  1. Primarily consists of Class A shares sold by the reporting person in order to satisfy the minimum tax withholding obligations arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs"). RSUs are granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
  2. Reported amount includes 628,136 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  3. Reported amount includes 224,911 RSUs granted to the reporting person under the 2007 Plan that are vested and were transferred by the reporting person to the trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee (the "Trust"). Each RSU held by the Trust represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement between the Issuer and the reporting person, one Class A share for each vested RSU. The reporting person disclaims beneficial ownership of all securities held by the Trust except to the extent of the reporting person's pecuniary interest therein.