Filing Details
- Accession Number:
- 0001225208-14-004524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 16:32:49
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 16:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192904 | L Aulana Peters | 2980 Fairview Park Drive Falls Church VA 22042 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-12 | 281 | $50.55 | 21,017 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-12 | 281 | $117.22 | 20,736 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-buy) | Disposition | 2014-02-12 | 281 | $0.00 | 281 | $50.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,238 | Indirect | Held in the Peters Family Trust. |
Footnotes
- Amount includes (i) 6,615 shares of common stock; and (ii) 14,402 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
- Amount includes (i) 6,334 shares of common stock; and (ii) 14,402 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
- The option is fully exercisable.