Home > Insider Trading > Filing (0001209191-14-010308)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1142512	Ziprealty Inc	ZIPR	Real Estate Agents & Managers (For Others) (6531)	943319956

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1475223	Samantha Harnett	2000 Powell Street Suite 300 Emeryville CA 94608	Senior Vp, Gc & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-12	695	$1.25	10,370	No	4	M	Direct
Common Stock	Disposition	2013-09-12	695	$5.12	10,370	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2013-09-12	348	$0.00	348	$1.25
Common Stock	Stock Option (right to buy)	Disposition	2013-09-12	347	$0.00	347	$1.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,042	2013-03-08	2022-03-07	No	4	M	Direct
26,042	2013-03-08	2022-03-07	No	4	M	Direct

Footnotes

The transactions reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on or about March 13, 2013. The filing administrator attempted to report these transactions on a Form 4 on September 12, 2013, but inadvertently sent the report to the SEC as a test filing rather than a live filing (SEC accession number 0001209191-13-044031).
Represents the reporting person's ownership position on December 31, 2013.
One-fourth of the shares subject to the option vested and became exercisable on March 8, 2013, and one forty-eighth of the shares vest and become exercisable on the first day of each calendar month thereafter.
The terms of the grant called for this option to vest and become exercisable as set forth in the preceding footnote; provided, however, that the option would accelerate and vest in full if the Company's closing price on the Nasdaq Stock Market was equal to or greater than $5.00 per share for a period of 120 consecutive days. The accelerated vesting condition was met on January 10,2014, and the option vested in full at that time.