Filing Details
- Accession Number:
- 0001209191-14-010285
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 15:39:13
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 15:39:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101199 | United Fire Group Inc | UFCS | Fire, Marine & Casualty Insurance (6331) | 452302834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451189 | W Barrie Ernst | 118 Second Avenue Se P.o. Box 73909 Cedar Rapids IA 52407-3909 | Vp/Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-16 | 8 | $29.03 | 5,967 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2013-12-16 | 9 | $28.00 | 5,976 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,086 | Indirect | By spouse |
Common Stock | 5,604 | Indirect | By 401(k) Plan for self |
Common Stock | 435 | Indirect | By Issuer's Employee Stock Ownership Plan for self |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $32.39 | 2015-02-18 | 2,500 | 2,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $39.13 | 2016-02-17 | 2,500 | 2,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $35.23 | 2017-02-16 | 5,000 | 5,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $33.43 | 2018-05-21 | 7,114 | 7,114 | Direct | |
Common Stock | Stock Option (Right to Buy) | $22.42 | 2020-05-19 | 3,000 | 3,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $20.54 | 2021-02-18 | 6,849 | 6,849 | Direct | |
Common Stock | Stock Option (Right to Buy) | $23.96 | 2023-02-15 | 6,780 | 6,780 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-02-18 | 2,500 | 2,500 | Direct |
2016-02-17 | 2,500 | 2,500 | Direct |
2017-02-16 | 5,000 | 5,000 | Direct |
2018-05-21 | 7,114 | 7,114 | Direct |
2020-05-19 | 3,000 | 3,000 | Direct |
2021-02-18 | 6,849 | 6,849 | Direct |
2023-02-15 | 6,780 | 6,780 | Direct |
Footnotes
- Shares acquired through participation in Issuer's Dividend Reinvestment Plan.
- The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,320 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
- The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,329 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
- The number of securities shown as being held in, acquired or disposed of by the Issuer's 401(k) Plan for the Reporting Person's benefit are the approximate number of shares of common stock (excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
- All options currently exercisable.
- 1,800 options currently exercisable; 1,200 options become exercisable in two (2) equal installments of 600 options each on 05/19/2014 and 05/19/2015, respectively.
- 2,739 options currently exercisable; 4,110 options become exercisable in three (3) equal installments on 02/18/2014, 02/18/2015 and 02/18/2016, respectively.
- 6,780 options become exercisable in five (5) equal installments of 1,356 options each on 02/15/2014, 02/15/2015, 02/15/0216, 02/15/2017 and 02/15/2018 respectively.