Filing Details

Accession Number:
0001209191-14-010285
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-02-13 15:39:13
Reporting Period:
2013-12-31
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 15:39:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101199 United Fire Group Inc UFCS Fire, Marine & Casualty Insurance (6331) 452302834
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451189 W Barrie Ernst 118 Second Avenue Se
P.o. Box 73909
Cedar Rapids IA 52407-3909
Vp/Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-16 8 $29.03 5,967 No 5 P Direct
Common Stock Acquisiton 2013-12-16 9 $28.00 5,976 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,086 Indirect By spouse
Common Stock 5,604 Indirect By 401(k) Plan for self
Common Stock 435 Indirect By Issuer's Employee Stock Ownership Plan for self
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $32.39 2015-02-18 2,500 2,500 Direct
Common Stock Stock Option (Right to Buy) $39.13 2016-02-17 2,500 2,500 Direct
Common Stock Stock Option (Right to Buy) $35.23 2017-02-16 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $33.43 2018-05-21 7,114 7,114 Direct
Common Stock Stock Option (Right to Buy) $22.42 2020-05-19 3,000 3,000 Direct
Common Stock Stock Option (Right to Buy) $20.54 2021-02-18 6,849 6,849 Direct
Common Stock Stock Option (Right to Buy) $23.96 2023-02-15 6,780 6,780 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-02-18 2,500 2,500 Direct
2016-02-17 2,500 2,500 Direct
2017-02-16 5,000 5,000 Direct
2018-05-21 7,114 7,114 Direct
2020-05-19 3,000 3,000 Direct
2021-02-18 6,849 6,849 Direct
2023-02-15 6,780 6,780 Direct
Footnotes
  1. Shares acquired through participation in Issuer's Dividend Reinvestment Plan.
  2. The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,320 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
  3. The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 1,329 shares of stock held individually by Mr. Ernst; 2,714 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/2016; and 1,933 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/15/2018.
  4. The number of securities shown as being held in, acquired or disposed of by the Issuer's 401(k) Plan for the Reporting Person's benefit are the approximate number of shares of common stock (excluding fractionals) for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) Plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
  5. All options currently exercisable.
  6. 1,800 options currently exercisable; 1,200 options become exercisable in two (2) equal installments of 600 options each on 05/19/2014 and 05/19/2015, respectively.
  7. 2,739 options currently exercisable; 4,110 options become exercisable in three (3) equal installments on 02/18/2014, 02/18/2015 and 02/18/2016, respectively.
  8. 6,780 options become exercisable in five (5) equal installments of 1,356 options each on 02/15/2014, 02/15/2015, 02/15/0216, 02/15/2017 and 02/15/2018 respectively.