Filing Details
- Accession Number:
- 0000070145-14-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 15:33:00
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 15:33:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
70145 | National Fuel Gas Co | NFG | Natural Gas Distribution (4924) | 131086010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495829 | P David Bauer | 6363 Main Street Williamsville NY 14221 | Treasurer & Prin. Fin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-11 | 12,500 | $28.16 | 17,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-11 | 4,750 | $74.06 | 12,917 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-11 | 2,907 | $74.06 | 10,010 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 9,500 | $28.16 | 19,510 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-11 | 9,500 | $74.60 | 10,010 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 77 | $0.00 | 4,880 | No | 5 | J | Indirect | 401k Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Indirect | 401k Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-11 | 12,500 | $0.00 | 12,500 | $28.16 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-11 | 9,500 | $0.00 | 9,500 | $28.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2005-06-29 | 2015-03-30 | No | 4 | M | Direct |
3,000 | 2005-06-29 | 2015-03-30 | No | 4 | M | Direct |
Footnotes
- On February 11, 2014, the reporting person exercised 12,500 stock options, delivered 4,750 shares of Common Stock of the Company for cancellation in payment of the exercise price of such options, and had 2,907 shares of Common Stock of the Company withheld and cancelled to cover minimum required tax withholding. These shares cancellations are shown on Table I as dispositions (Transaction Code "D" in column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in column 3.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.54 to $74.69, inclusive. The reporting person undertakes to provide to National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Routine acquisition under the NFG 401(k) Plan Trust, exempt under Rule 16b-3(c), a non-reportable transaction.