Filing Details

Accession Number:
0001234452-14-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 14:34:05
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 14:34:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282710 L Daniel Sullivan 5775 Morehouse Dr.
San Diego CA 92121-1714
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-11 28,450 $44.75 37,490 No 4 M Indirect by Trust
Common Stock Disposition 2014-02-11 28,450 $75.70 9,040 No 4 S Indirect by Trust
Common Stock Acquisiton 2014-02-12 34,900 $44.75 43,940 No 4 M Indirect by Trust
Common Stock Disposition 2014-02-12 34,900 $75.72 9,040 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-11 28,450 $0.00 28,450 $44.75
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-12 34,900 $0.00 34,900 $44.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,900 2019-11-08 No 4 M Direct
0 2019-11-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,469 Direct
Footnotes
  1. Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
  2. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  3. The sale prices for this transaction ranged from $75.70 to $75.725. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. The sale prices for this transaction ranged from $75.70 to $75.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  5. Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.