Filing Details
- Accession Number:
- 0001012975-14-000084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 14:27:40
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 14:27:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1485003 | Eleven Biotherapeutics Inc. | EBIO | Pharmaceutical Preparations (2834) | 252025616 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180428 | J Mark Levin | 29 Newbury Street, 3Rd Floor Boston MA 02116 | Yes | No | Yes | No | |
1192595 | I Robert Tepper | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1192603 | P Kevin Starr | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1408591 | Third Rock Ventures Lp | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1578973 | Trv Gp, Llc | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1578976 | Third Rock Ventures Gp, L.p. | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-11 | 3,267,716 | $0.00 | 3,598,424 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 481,619 | $0.00 | 4,080,043 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 127,077 | $0.06 | 4,207,120 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 82,989 | $0.00 | 4,290,109 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 551,482 | $0.00 | 4,841,591 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-02-11 | 20,750,000 | $0.00 | 3,267,716 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-02-11 | 3,058,281 | $0.00 | 481,619 | $0.00 |
Common Stock | Common Stock Warrant (right to purchase) | Disposition | 2014-02-11 | 127,077 | $0.00 | 127,077 | $0.06 |
Common Stock | Common Stock Warrant (right to purchase) | Disposition | 2014-02-11 | 82,989 | $0.00 | 82,989 | $0.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series A Preferred Stock converted automatically into Common Stock on a 6.350 for-one basis upon the closing of the initial public offering of Eleven Biotherapeutics, Inc. (the "Issuer") without payment of additional consideration and had no expiration date.
- The shares are directly held by Third Rock Ventures, L.P. ("TRV"). The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC"). The individual managers of TRV GP, LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper") and, as such, each of TRV GP and TRV GP LLC, Levin, Starr and Tepper exercises shared voting and investment power over the shares held of record by TRV. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
- The Series B Preferred Stock converted automatically into Common Stock on a 6.350 for-one basis upon the closing of the initial public offering of the Issuer without payment of additional consideration and had no expiration date.
- The Warrant to purchase Common Stock was exercised automatically upon the closing of the Issuer's initial public offering and had an expiration date of June 28, 2018.
- The Warrant to purchase Common Stock was exercised automatically upon the closing of the Issuer's initial public offering and had an expiration date of December 4, 2018.