Filing Details
- Accession Number:
- 0001464234-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 13:44:48
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 13:44:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464234 | R Charles Giesige | 140 John James Audubon Parkway Amherst NY 14228 | Vp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-11 | 2,913 | $13.27 | 22,120 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-11 | 2,913 | $25.10 | 19,207 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 10,000 | $19.15 | 29,207 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-11 | 10,000 | $25.10 | 19,207 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Options (Right to Buy) | Disposition | 2014-02-11 | 10,000 | $0.00 | 10,000 | $19.15 |
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-02-11 | 2,913 | $0.00 | 2,913 | $13.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-01-19 | 2016-07-31 | No | 4 | M | Direct |
5,612 | 2010-05-18 | 2019-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,207 | Direct | |
Common Stcok | 738 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 526 | 526 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 6,264 | 6,264 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 5,736 | 5,736 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 9,470 | 9,470 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 4,346 | 4,346 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 526 | 526 | Direct |
2020-05-16 | 6,264 | 6,264 | Direct |
2021-05-22 | 5,736 | 5,736 | Direct |
2022-05-20 | 9,470 | 9,470 | Direct |
2023-05-20 | 4,346 | 4,346 | Direct |
Footnotes
- Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- All exercisable, subject to IRS limitations.
- The reporting person exercised 10,000 options on 2/11/2014.
- The reporting person exercised 2,913 options on 2/11/2014. The remaining 5,612 options are all exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25 % per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.