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Home > Insider Trading > Filing (0001010549-14-000061)

Filing Details

Accession Number:: 0001010549-14-000061
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-13 12:30:07
Reporting Period:: 2014-02-11

Filing Date:: 2014-02-13
Accepted Time:: 2014-02-13 12:30:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182931	L Gary Martin	C/O Capital Southwest Corporation 12900 Preston Road, Suite 700 Dallas TX 75230		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-11	5,000	$32.37	411,292	No	4	M	Direct
Common Stock	Disposition	2014-02-11	5,000	$33.90	406,292	No	4	S	Direct
Common Stock	Acquisiton	2014-02-11	106	$32.37	406,398	No	4	M	Direct
Common Stock	Disposition	2014-02-11	106	$34.00	406,292	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock options	Acquisiton	2014-02-11	5,106	$0.00	5,106	$32.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
202,220	2009-07-21	2018-07-30	No	4	M	Direct

Footnotes

These options were vested in 5 equal installments of 14,000 shares each on 7/21/2009, 7/21/2010, 7/21/2011, 7/21/2012, and 7/21/2013.