Filing Details
- Accession Number:
- 0001104659-14-009592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-13 11:55:02
- Reporting Period:
- 2014-02-11
- Filing Date:
- 2014-02-13
- Accepted Time:
- 2014-02-13 11:55:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1586105 | Egalet Corp | EGLT | Pharmaceutical Preparations (2834) | 463575334 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402023 | L.p. (Delaware) Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1503681 | L.p. (Jersey) Fund Entrepreneur Parallel Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1503683 | Ltd Iii Associates Venture Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1503686 | L.p. (Jersey) Iii Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1591199 | L.p. (Jersey) Vi Life Ventures Index | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No | |
1591294 | Slp (Jersey) Yucca | No. 1 Seaton Place St. Helier Y9 JE4 8YJ | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-11 | 32,338 | $12.00 | 426,848 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 65,692 | $12.00 | 867,096 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 1,170 | $12.00 | 15,443 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 4,862 | $12.00 | 25,891 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-02-11 | 266,771 | $12.00 | 1,007,033 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 89,227 | Indirect | By Egalet A/S |
Common Stock | 181,256 | Indirect | By Egalet A/S |
Common Stock | 3,229 | Indirect | By Egalet A/S |
Common Stock | 2,603 | Indirect | By Egalet A/S |
Footnotes
- These securities are owned, as indicated, by Index Ventures III (Jersey), L.P. ("Jersey"), Index Ventures III (Delaware), L.P. ("Delaware"), or Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index PEF"), of which Index Venture Associates III Ltd. ("Index Associates") is the general partner, or Yucca (Jersey) SLP ("Yucca") or Index Ventures Life VI (Jersey) L.P. ("Index VI"), of which Index Associates is an affiliate. Index Associates, Jersey, Delaware, Index PEF, Yucca and Index VI (collectively, the "Index Entities") are members of a "group" for purposes of Section 13(d) of the Exchange Act. This Form 4 is being filed jointly by the Index Entities in connection with the consummation of Egalet Corporation's initial public offering. Each of the Index Entities disclaims beneficial ownership of the securities held of record by any of the other Index Entities, except, in each case, to the extent of their respective proportionate pecuniary interest(s) therein.
- The reporting person is Egalet A/S, a corporation. Jersey, Delaware, Index PEF and Yucca are 6.90%, 14.03%, 0.25% and 0.20% equityholders of Egalet A/S, respectively.
- These securities are owned by Jersey.
- These securities are owned by Delaware.
- These securities are owned by Index PEF.
- These securities are owned by Yucca
- These securities are owned by Index VI.