Filing Details

Accession Number:
0001104659-14-009592
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 11:55:02
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 11:55:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1586105 Egalet Corp EGLT Pharmaceutical Preparations (2834) 463575334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402023 L.p. (Delaware) Iii Ventures Index No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
1503681 L.p. (Jersey) Fund Entrepreneur Parallel Iii Ventures Index No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
1503683 Ltd Iii Associates Venture Index No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
1503686 L.p. (Jersey) Iii Ventures Index No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
1591199 L.p. (Jersey) Vi Life Ventures Index No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
1591294 Slp (Jersey) Yucca No. 1 Seaton Place
St. Helier Y9 JE4 8YJ
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-11 32,338 $12.00 426,848 No 4 P Direct
Common Stock Acquisiton 2014-02-11 65,692 $12.00 867,096 No 4 P Direct
Common Stock Acquisiton 2014-02-11 1,170 $12.00 15,443 No 4 P Direct
Common Stock Acquisiton 2014-02-11 4,862 $12.00 25,891 No 4 P Direct
Common Stock Acquisiton 2014-02-11 266,771 $12.00 1,007,033 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 89,227 Indirect By Egalet A/S
Common Stock 181,256 Indirect By Egalet A/S
Common Stock 3,229 Indirect By Egalet A/S
Common Stock 2,603 Indirect By Egalet A/S
Footnotes
  1. These securities are owned, as indicated, by Index Ventures III (Jersey), L.P. ("Jersey"), Index Ventures III (Delaware), L.P. ("Delaware"), or Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index PEF"), of which Index Venture Associates III Ltd. ("Index Associates") is the general partner, or Yucca (Jersey) SLP ("Yucca") or Index Ventures Life VI (Jersey) L.P. ("Index VI"), of which Index Associates is an affiliate. Index Associates, Jersey, Delaware, Index PEF, Yucca and Index VI (collectively, the "Index Entities") are members of a "group" for purposes of Section 13(d) of the Exchange Act. This Form 4 is being filed jointly by the Index Entities in connection with the consummation of Egalet Corporation's initial public offering. Each of the Index Entities disclaims beneficial ownership of the securities held of record by any of the other Index Entities, except, in each case, to the extent of their respective proportionate pecuniary interest(s) therein.
  2. The reporting person is Egalet A/S, a corporation. Jersey, Delaware, Index PEF and Yucca are 6.90%, 14.03%, 0.25% and 0.20% equityholders of Egalet A/S, respectively.
  3. These securities are owned by Jersey.
  4. These securities are owned by Delaware.
  5. These securities are owned by Index PEF.
  6. These securities are owned by Yucca
  7. These securities are owned by Index VI.