Filing Details
- Accession Number:
- 0001140361-14-006542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 18:53:19
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 18:53:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316987 | D Richard Fain | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-12 | 23,566 | $40.06 | 1,200,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-12 | 23,566 | $52.06 | 1,177,224 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-12 | 23,566 | $0.00 | 23,566 | $40.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 421,412 | Indirect | See Footnotes |
| Common Stock | 2,200 | Indirect | See Footnotes |
| Common Stock | 19,100 | Indirect | See Footnotes |
| Common Stock | 5,500 | Indirect | See Footnotes |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 12, 2014. The actual sale prices ranged from a low of $52.04 to a high of $52.12. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
- The reporting person disclaims beneficial ownership of some or all of these shares.
- Shares owned by The Alaska Trust primarily for the benefit of certain members of the Fain family.
- Shares owned by The Atlanta Trust primarily for the benefit of certain members of the Fain family.
- Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
- Immediately.
Billionaire Hedge Funds
