Filing Details
- Accession Number:
- 0001179110-14-002629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 18:48:37
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 18:48:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559973 | Sylvain Toutant | 33 Coffee Lane Waterbury VT 05676 | President, Canada | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2014-02-10 | 5,000 | $32.44 | 7,299 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2014-02-10 | 1,444 | $54.12 | 8,743 | No | 4 | M | Direct | |
| Gmcr Common Stock | Acquisiton | 2014-02-10 | 2,503 | $22.03 | 11,246 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2014-02-10 | 5,000 | $110.58 | 6,246 | No | 4 | S | Direct | |
| Gmcr Common Stock | Disposition | 2014-02-10 | 1,444 | $110.58 | 4,802 | No | 4 | S | Direct | |
| Gmcr Common Stock | Disposition | 2014-02-10 | 2,503 | $110.58 | 2,299 | No | 4 | S | Direct | |
| Gmcr Common Stock | Disposition | 2014-02-11 | 1,214 | $116.07 | 1,085 | No | 4 | S | Direct | |
| Gmcr Common Stock | Disposition | 2014-02-11 | 760 | $118.46 | 325 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | NQ Stock Options | Disposition | 2014-02-10 | 5,000 | $0.00 | 5,000 | $32.44 |
| Gmcr Common Stock | NQ Stock Options | Disposition | 2014-02-10 | 1,444 | $0.00 | 1,444 | $54.12 |
| Gmcr Common Stock | NQ Stock Options | Disposition | 2014-02-10 | 2,503 | $0.00 | 2,503 | $22.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2020-12-22 | No | 4 | M | Direct | |
| 4,333 | 2022-03-22 | No | 4 | M | Direct | |
| 7,510 | 2022-10-15 | No | 4 | M | Direct |
Footnotes
- The options vested in four equal annual installments, with the first installment vesting on December 22, 2011, the first anniversary of the grant date.
- 1 for 1.
- This transaction was executed in multiple trades at prices ranging from $110.5400 to $110.6300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vest in four equal annual installments, with the first installment vesting on March 22, 2013, the first anniversary of the grant date.
- The options vest in four equal annual installments, with the first installment vesting on October 15, 2013, the first anniversary of the grant date.
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