Filing Details
- Accession Number:
- 0001179110-14-002627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 18:47:01
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 18:47:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593545 | F. John Whoriskey | 33 Coffee Lane Waterbury VT 05676 | Pres. Us Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Gmcr Common Stock | Acquisiton | 2014-02-10 | 2,250 | $61.71 | 3,402 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2014-02-10 | 905 | $54.12 | 4,307 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2014-02-10 | 753 | $44.26 | 5,060 | No | 4 | M | Direct | |
Gmcr Common Stock | Disposition | 2014-02-10 | 2,250 | $110.35 | 2,810 | No | 4 | S | Direct | |
Gmcr Common Stock | Disposition | 2014-02-10 | 905 | $110.35 | 1,905 | No | 4 | S | Direct | |
Gmcr Common Stock | Disposition | 2014-02-10 | 753 | $110.35 | 1,152 | No | 4 | S | Direct | |
Gmcr Common Stock | Disposition | 2014-02-11 | 981 | $117.38 | 171 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Gmcr Common Stock | NQ Stock Option | Disposition | 2014-02-10 | 2,250 | $0.00 | 2,250 | $61.71 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2014-02-10 | 905 | $0.00 | 905 | $54.12 |
Gmcr Common Stock | NQ Stock Option | Disposition | 2014-02-10 | 753 | $0.00 | 753 | $44.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,250 | 2021-03-10 | No | 4 | M | Direct | |
2,717 | 2022-03-22 | No | 4 | M | Direct | |
2,260 | 2022-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Gmcr Common Stock | 112 | Indirect | by 401(k) Plan |
Footnotes
- The options vest in four equal annual installments, with the first installment vesting on March 10, 2012, the first anniversary of the grant date.
- The options vest in four equal annual installments, with the first installment vesting on March 22, 2012, the first anniversary of the grant date.
- The options vest in four equal annual installments, with the first installment vesting on April 23, 2013, the first anniversary of the grant date.
- 1 for 1.
- This transaction was executed in multiple trades at prices ranging from $110.2100 to $110.4650. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.