Filing Details
- Accession Number:
- 0001352027-14-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 18:44:37
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 18:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344822 | Thomas Tippl | C/O Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica CA 90405 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 960,000 | $11.50 | 1,133,750 | No | 4 | M | Indirect | See footnote. |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2014-02-10 | 960,000 | $19.30 | 173,750 | No | 4 | S | Indirect | See footnote. |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 393,750 | $10.89 | 567,500 | No | 4 | M | Indirect | See footnote. |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2014-02-10 | 393,750 | $19.30 | 173,750 | No | 4 | S | Indirect | See footnote. |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 309,917 | $0.00 | 309,917 | No | 4 | A | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2014-02-10 | 309,917 | $0.00 | 0 | No | 4 | G | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 309,917 | $0.00 | 483,667 | No | 4 | G | Indirect | See footnote. |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 1,022,728 | $0.00 | 1,022,728 | No | 4 | A | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2014-02-10 | 1,022,728 | $0.00 | 0 | No | 4 | G | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2014-02-10 | 1,022,728 | $0.00 | 1,506,395 | No | 4 | G | Indirect | See footnote. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | M | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | A | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | See footnote. |
No | 4 | A | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | See footnote. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Employee Stock Option | Disposition | 2014-02-10 | 960,000 | $0.00 | 960,000 | $11.50 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Option | Disposition | 2014-02-10 | 393,750 | $0.00 | 393,750 | $10.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
240,000 | 2019-05-11 | No | 4 | M | Indirect | |
131,250 | 2020-05-10 | No | 4 | M | Indirect |
Footnotes
- These securities are held by the Thomas and Laura Tippl Family Trust.
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $19.10 to $19.55 per share. Mr. Tippl has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- This grant was for 309,917 restricted stock units, each representing the right to receive one share of the Company's common stock, one-third of which will vest on each of March 31, 2015, 2016 and 2017.
- This grant was for 1,022,728 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number assumes maximum performance; target performance would result in a release of 681,817 shares of the Company's common stock. The award vests in accordance with the award agreement between Mr. Tippl and the Company, dated as of February 10, 2014.
- Following receipt thereof, Mr. Tippl transferred this award to the Thomas and Laura Tippl Family Trust.
- Following the transactions reported on this Form 4, Mr. Tippl (through the Thomas and Laura Tippl Family Trust) held (a) 30,000 restricted shares of the Company's common stock, (b) 397,417 restricted stock units, each representing the right to receive a share of the Company's common stock, and (c) 1,078,978 performance-based restricted shares of the Company's common stock.
- All of the exercised options to purchase shares of the Company's common stock were exercisable as of February 15, 2013.
- The remaning options vest on February 15, 2014.