Filing Details

Accession Number:
0001181431-14-006576
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 18:33:00
Reporting Period:
2014-02-11
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 18:33:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038205 Bank Of The Ozarks Inc OZRK State Commercial Banks (6022) 710556208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1556742 Dan Thomas 17901 Chenal Parkway
P.o. Box 8811
Little Rock AR 72231-8811
Vice Chair & Chief Lending Off Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Employee Stock Option (Right To Buy) Acquisiton 2014-02-11 4,000 $13.54 35,724 No 4 M Direct
Employee Stock Option (Right To Buy) Acquisiton 2014-02-11 3,200 $18.84 38,924 No 4 M Direct
Common Stock Disposition 2014-02-11 7,200 $61.60 31,724 No 4 S Direct
Common Stock Disposition 2014-02-11 2,000 $61.00 29,724 No 4 S Direct
Common Stock Disposition 2014-02-11 1,724 $60.50 28,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-11 4,000 $13.54 4,000 $13.54
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-11 3,200 $18.84 3,200 $18.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-09-16 2015-09-16 No 4 M Direct
0 2013-10-19 2017-10-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 288 Indirect Shares in 401(k) at 02/11/2014