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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1454189	Auspex Pharmaceuticals Inc.	ASPX	Pharmaceutical Preparations (2834)	954862842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1266130	A Rodney Ferguson	Panorama Capital, L.p. 1999 South Bascom Avenue Suite 700 Campbell CA 95008		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-10	2,437,255	$0.00	2,437,255	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2014-02-10	333,334	$12.00	2,770,589	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-02-10	8,700,698	$0.00	1,933,488	$0.00
Common Stock	Series E Convertible Preferred Stock	Disposition	2014-02-10	2,266,952	$0.00	503,767	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 4.5 shares of preferred stock converted into one share of common stock.
The shares are held in the name of Panorama Capital, L.P. ("Panorama"). The reporting person is a managing director of Panorama Capital Management, LLC, the general partner of Panorama, and shares voting and investment control over the shares. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
The convertible preferred stock is convertible at any time, at the holder's election and has no expiration date.