Filing Details

Accession Number:
0001179110-14-002617
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 18:11:13
Reporting Period:
2014-02-11
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 18:11:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1586105 Egalet Corp EGLT Pharmaceutical Preparations (2834) 463575334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591617 Renee Aguiar-Lucander 460 East Swedesford Road
Suite 1050
Wayne PA 19087
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-11 60,000 $0.00 60,000 No 4 X Indirect By Omega Fund IV
Common Stock Acquisiton 2014-02-11 171,241 $6.00 231,241 No 4 C Indirect By Omega Fund IV
Common Stock Acquisiton 2014-02-11 83,333 $12.00 314,574 No 4 P Indirect By Omega Fund IV
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Omega Fund IV
No 4 C Indirect By Omega Fund IV
No 4 P Indirect By Omega Fund IV
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2014-02-11 60,000 $0.00 60,000 $0.00
Common Stock Senior Convertible Debt Disposition 2014-02-11 0 $0.00 171,241 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 X Indirect
0 No 4 C Indirect
Footnotes
  1. The reporting person is Omega Fund IV L.P. ("Omega Fund IV"). Omega Fund IV GP, L.P. ("Omega GP") is the general partner of Omega, and Omega Fund IV GP Manager, Ltd. ("Omega Manager") is the general partner of Omega GP. Ms. Aguiar-Lucander is a director of Omega Manager and therefore may be deemed to share the right to direct the voting and dispositive control of shares held by Omega Fund IV. Ms. Aguiar-Lucander disclaims beneficial ownership of any such securities except to the extent of his proportionate pecuniary interest therein, and this report shall not be deemed an admission that Ms. Aguiar-Lucander is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. The warrants were automatically exercised into Egalet Corporation common stock immediately prior to the consummation of the Egalet Corporation's initial public offering on a 1-for-1 basis, pursuant to the Omega Fund IV's purchase of a specified minimum amount of common stock in such offering.
  3. The senior convertible debt automatically converted into Egalet Corporation common stock immediately prior to the consummation of Egalet Corporation's initial public offering, based on a conversion price equal to 50% of the per share price in such offering, which was $12 per share.