Filing Details
- Accession Number:
- 0001209191-14-009833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 18:00:34
- Reporting Period:
- 2014-02-12
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 18:00:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1105533 | Argos Therapeutics Inc | ARGS | Pharmaceutical Preparations (2834) | 562110007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598754 | Public Joint Stock Co Pharmstandard | Likhachevsky Drive 5 &Quot;B&Quot; Dolgoprudny 1Z 1417000 | No | No | Yes | No | |
1598762 | S.a. International Pharmstandard | 65, Boulevard Grande Duchesse Charlotte Luxembourg N4 L-1331 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-12 | 4,708,549 | $0.00 | 4,708,549 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-02-12 | 1,275,000 | $8.00 | 5,983,549 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Preferred Stock | Disposition | 2014-02-12 | 4,708,549 | $0.00 | 4,708,549 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series E Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series E Preferred Stock has no expiration date.
- Pharmstandard International S.A. is a wholly owned subsidiary of Public Joint Stock Company "Pharmsandard". As the parent entity, Public Joint Stock Company "Pharmstandard" has voting and investment power over the shares of the Issuer held by Pharmstandard International S.A.