Filing Details

Accession Number:
0001209191-14-009833
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-12 18:00:34
Reporting Period:
2014-02-12
Filing Date:
2014-02-12
Accepted Time:
2014-02-12 18:00:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1105533 Argos Therapeutics Inc ARGS Pharmaceutical Preparations (2834) 562110007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598754 Public Joint Stock Co Pharmstandard Likhachevsky Drive 5 &Quot;B&Quot;
Dolgoprudny 1Z 1417000
No No Yes No
1598762 S.a. International Pharmstandard 65, Boulevard Grande Duchesse Charlotte
Luxembourg N4 L-1331
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-12 4,708,549 $0.00 4,708,549 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-02-12 1,275,000 $8.00 5,983,549 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Preferred Stock Disposition 2014-02-12 4,708,549 $0.00 4,708,549 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Each share of Series E Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series E Preferred Stock has no expiration date.
  2. Pharmstandard International S.A. is a wholly owned subsidiary of Public Joint Stock Company "Pharmsandard". As the parent entity, Public Joint Stock Company "Pharmstandard" has voting and investment power over the shares of the Issuer held by Pharmstandard International S.A.