Filing Details
- Accession Number:
- 0001225208-14-004381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 17:57:16
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 17:57:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225946 | Gregory Hayes | One Financial Plaza Hartford CT 06101 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-10 | 36,312 | $111.60 | 96,731 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-02-10 | 16,386 | $111.60 | 80,345 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-12 | 19,926 | $112.22 | 60,419 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,395 | Indirect | By Savings Plan Trustee |
Common Stock | 874 | Indirect | By Spouse |
Common Stock | 1,165 | Indirect | By Spouse's Savings Plan Account |
Footnotes
- The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.
- The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 111.98 to 112.32. Upon request UTC will provide full information as to shares sold at each separate price.