Filing Details
- Accession Number:
- 0001209191-14-009826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-12 17:50:08
- Reporting Period:
- 2014-02-10
- Filing Date:
- 2014-02-12
- Accepted Time:
- 2014-02-12 17:50:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428670 | Paul Strelzick | C/O Solarwinds, Inc. 3711 S. Mopac Expy., Bldg. Two Austin TX 78746 | Evp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-10 | 7,579 | $10.00 | 105,896 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-10 | 10,421 | $18.87 | 116,317 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-10 | 17,800 | $42.60 | 98,517 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-10 | 200 | $43.32 | 98,317 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-10 | 7,579 | $0.00 | 7,579 | $10.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-10 | 10,421 | $0.00 | 10,421 | $18.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,792 | 2019-04-23 | No | 4 | M | Direct | |
21,979 | 2020-02-25 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $42.28 to $43.28, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $43.30 to $43.33, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- 1/4th of the shares vested and became exercisable on April 23, 2010 and 1/48th of the shares vested each month thereafter.
- 1/4th of the shares vested and became exercisable on February 25, 2011 and 1/48th of the shares vest each month thereafter.